配套教程:LLM 推理与 Serving · EN
LLM Inference & Serving Stack - minimal runnable implementation
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"""
LLM Inference & Serving Stack - minimal runnable implementation
================================================================
Pure-stdlib (Python 3.9+, no torch/numpy) sanity checks, runs in <1s on CPU.
Pairs with: docs/tutorials/llm_inference_serving_tutorial.md (concept reference).
[D01] sampling operators: exact support-set math for greedy/temperature/
top-k/top-p/min-p/typical + penalties. Split into two kinds of
functions: "compute filtered/renormalized distribution" (pure,
deterministic -- almost every assert below is on THIS half) vs.
"draw a token" (the only function that touches an RNG).
[D02] filter-order non-commutativity: top_k->top_p vs top_p->top_k
produce different support sets from the SAME distribution.
[D03] streaming stop-sequence detector: a stop string can span multiple
token chunks; the buffer must never leak an unsafe partial prefix.
[D04] static vs. continuous batching simulator: exact A/B/C completion
times + scheduler-capacity utilization, plus an equal-length
counterexample showing continuous batching does NOT strictly
dominate every workload, plus generic scheduling invariants.
[D05] chunked-prefill toy model: reduces max decode-service gap (ITL)
at the cost of the long prompt's own TTFT -- not a free lunch.
[D06] KV-cache per-token bytes (reuses the KV-cache sibling tutorial's
own formula verbatim; no re-derivation of MQA/GQA/MLA here).
[D07] block allocator: logical vs. allocated slots/bytes (internal
fragmentation from block-size rounding).
[D08] prefix-sharing physical block count + the "don't divide KV bytes
by TP degree unless heads divide evenly" caveat.
[D09] (optional) roofline ridge point as an upper-bound sanity number,
explicitly NOT a latency predictor.
Run:
python3 inference_serving.py
"""
import math
import random
from collections import namedtuple
# ============================================================
# [D01]/[D02] Sampling: logits -> filtered distribution -> draw
# ============================================================
# Convention pinned to the tutorial's CORRECTIONS section:
# - greedy() is a SEPARATE branch from temperature sampling; T=0 must
# never be passed into z_i / T.
# - every filter below takes an already-computed probability vector
# `probs` (i.e. temperature has already been applied) and returns a
# new, renormalized probability vector with zero mass outside its
# support set. None of them touch randomness.
# - sample() is the ONLY function below that calls the RNG.
# - every support-set threshold below is an EXACT `>=` comparison against
# the caller-supplied parameter -- never a fudged/lowered threshold.
# Cumulative sums use math.fsum() for precision, but the comparison
# itself is never loosened by an epsilon; that would silently redefine
# which support set the filter computes.
def _validate_logits(logits):
if len(logits) == 0:
raise ValueError("logits must be non-empty")
for z in logits:
if isinstance(z, float) and math.isnan(z):
raise ValueError("logits must not contain NaN")
if all(z == -math.inf for z in logits):
raise ValueError("logits must not be all -inf (no finite/legal token)")
def _validate_probs(probs):
if len(probs) == 0:
raise ValueError("probs must be non-empty")
for p in probs:
if isinstance(p, float) and math.isnan(p):
raise ValueError("probs must not contain NaN")
if p < 0:
raise ValueError("probs must be non-negative")
def softmax(logits):
_validate_logits(logits)
m = max(logits)
exps = [math.exp(z - m) for z in logits]
s = sum(exps)
return [e / s for e in exps]
def greedy(logits):
"""argmax with a DETERMINISTIC tie-break rule: lowest index wins ties.
(T=0 must go through this branch, never through temperature_probs.)"""
_validate_logits(logits)
best_i, best_v = 0, logits[0]
for i, v in enumerate(logits):
if v > best_v:
best_i, best_v = i, v
return best_i
def temperature_probs(logits, T):
"""p_i(T) = softmax(z_i / T). Defined ONLY for finite T > 0.
Computes (z_i - z_max) / T directly -- NOT z_i / T followed by a SECOND
max-subtraction inside softmax(). Dividing by T first means an extreme
logit combined with a very small T can overflow to +-inf (or produce
inf - inf = nan) before the max-shift ever gets a chance to cancel it;
subtracting z_max in logit space FIRST keeps every exponent <= 0.
"""
_validate_logits(logits)
if not math.isfinite(T) or T <= 0:
raise ValueError(
f"temperature must be finite and > 0; got {T} (call greedy() for T=0)")
zmax = max(logits)
exps = [math.exp((z - zmax) / T) for z in logits]
total = math.fsum(exps)
return [e / total for e in exps]
def top_k_filter(probs, k):
"""Support S_k = the k highest-probability tokens (ties broken by lower
index, for a deterministic ranking). Positive-temperature scaling does
not change the ranking, so S_k by itself does not depend on T>0.
k must satisfy 1 <= k <= len(probs): k=0 would legally return the
all-zero vector, k<0 would silently trigger Python's negative-slice
semantics on `order[:k]`, and k>len(probs) can never produce a support
set of size exactly k -- all three are rejected outright."""
_validate_probs(probs)
n = len(probs)
if k != int(k) or not (1 <= k <= n):
raise ValueError(f"k must be an integer with 1 <= k <= {n} (len(probs)), got {k!r}")
k = int(k)
order = sorted(range(n), key=lambda i: (-probs[i], i))
support = set(order[:k])
mass = sum(probs[i] for i in support)
return [probs[i] / mass if i in support else 0.0 for i in range(n)]
def top_p_filter(probs, p0):
"""Sort descending; take the SMALLEST prefix whose cumulative mass first
reaches p0 (the boundary token is KEPT). NOT "all p_i >= p0" and NOT
"cumulative strictly < p0" -- both of those can wrongly drop the
boundary token.
p0 must satisfy 0 < p0 <= 1. The cumulative sum used for the `>= p0`
test is recomputed via math.fsum() over the tokens included so far on
every step (rather than a running `cum += p`) to keep the ONE
comparison that matters -- reaching the exact threshold -- as precise
as floating point allows; the threshold itself is never lowered by an
epsilon, which would silently stop one token too early."""
_validate_probs(probs)
if not (0.0 < p0 <= 1.0):
raise ValueError(f"p0 must satisfy 0 < p0 <= 1, got {p0}")
order = sorted(range(len(probs)), key=lambda i: (-probs[i], i))
support, included = set(), []
for i in order:
support.add(i)
included.append(probs[i])
if math.fsum(included) >= p0:
break
mass = sum(probs[i] for i in support)
return [probs[i] / mass if i in support else 0.0 for i in range(len(probs))]
def min_p_filter(probs, alpha):
"""S = {i : p_i >= alpha * max_j p_j}, renormalized within S.
alpha must satisfy 0 < alpha <= 1: alpha<=0 would keep every token
(min-p degenerating to a no-op, and disagreeing with the logit-space
formula below where log(alpha) is undefined at alpha<=0), and alpha>1
can produce an EMPTY support set (no p_i can exceed alpha*p_max when
alpha>1) -- silently returning an all-zero, non-normalized "distribution"
instead of raising, which would only surface downstream as a confusing
failure the next time something tries to sample from it."""
_validate_probs(probs)
if not (0.0 < alpha <= 1.0):
raise ValueError(f"alpha must satisfy 0 < alpha <= 1, got {alpha}")
pmax = max(probs)
support = {i for i, p in enumerate(probs) if p >= alpha * pmax}
mass = sum(probs[i] for i in support)
return [probs[i] / mass if i in support else 0.0 for i in range(len(probs))]
def min_p_support_from_logits(logits, T, alpha):
"""Equivalent logit-space condition when p_i = softmax(z_i/T):
z_i >= z_max + T*log(alpha). This support set MOVES with T -- it is
not a fixed logit-gap threshold.
Requires finite T > 0 (the derivation assumes softmax(z/T), which is
undefined for T<=0) and 0 < alpha <= 1 (same domain as min_p_filter,
so the two independent derivations of the SAME support set stay
consistent with each other)."""
_validate_logits(logits)
if not math.isfinite(T) or T <= 0:
raise ValueError(f"temperature must be finite and > 0, got {T}")
if not (0.0 < alpha <= 1.0):
raise ValueError(f"alpha must satisfy 0 < alpha <= 1, got {alpha}")
zmax = max(logits)
thresh = zmax + T * math.log(alpha)
return {i for i, z in enumerate(logits) if z >= thresh}
def typical_filter(probs, typical_p):
"""H(p) = -sum p_i log p_i; d_i = |-log p_i - H(p)|; sort by d_i
ascending (closest to the entropy first); take the smallest prefix in
THAT order whose cumulative mass reaches typical_p. The resulting
support need not be a contiguous prefix of the probability-sorted
order -- see the D01 assertions below.
typical_p must satisfy 0 < typical_p <= 1, mirroring top_p_filter's
p0 domain; the cumulative-mass comparison is likewise an exact `>=`
over an math.fsum()-recomputed running total, never epsilon-loosened."""
_validate_probs(probs)
if not (0.0 < typical_p <= 1.0):
raise ValueError(f"typical_p must satisfy 0 < typical_p <= 1, got {typical_p}")
H = -sum(p * math.log(p) for p in probs if p > 0)
d = [abs(-math.log(p) - H) if p > 0 else math.inf for p in probs]
order = sorted(range(len(probs)), key=lambda i: (d[i], i))
support, included = set(), []
for i in order:
support.add(i)
included.append(probs[i])
if math.fsum(included) >= typical_p:
break
mass = sum(probs[i] for i in support)
return [probs[i] / mass if i in support else 0.0 for i in range(len(probs))]
def freq_presence_penalty(logits, counts, alpha_f, alpha_p):
"""z_i' = z_i - alpha_f*c_i - alpha_p*1[c_i>0]. `counts` semantics
(whether prompt tokens are counted) is an API-level choice, not a
universal constant -- the caller decides what goes into `counts`."""
return [z - alpha_f * counts[i] - (alpha_p if counts[i] > 0 else 0.0)
for i, z in enumerate(logits)]
def repetition_penalty(logits, seen, r):
"""Sign-aware penalty, r > 1, applied ONLY to already-seen tokens:
z_i/r if z_i>0 else z_i*r. This is NOT "subtract a constant from every
seen token" -- the direction depends on the sign of z_i."""
assert r > 1
out = []
for i, z in enumerate(logits):
if i in seen:
out.append(z / r if z > 0 else z * r)
else:
out.append(z)
return out
def apply_hard_mask(logits, allowed):
"""Constrained decoding primitive: illegal tokens -> -inf logit, then a
normal softmax renormalizes over the legal ones."""
return [z if allowed[i] else -math.inf for i, z in enumerate(logits)]
class StubRNG:
"""Deterministic stand-in for random.Random, for tests that need an
EXACT `u` value (0.0, an exact cumulative boundary, a value close to 1)
rather than a statistical frequency check over many draws."""
def __init__(self, values):
self._values = list(values)
self._i = 0
def random(self):
v = self._values[self._i]
self._i += 1
return v
def sample(probs, rng):
"""The ONLY function in this module that touches randomness.
u ~ Uniform[0, 1). Uses `u < cum` (NOT `u <= cum`): with `<=`, u==0.0
would select index 0 even when probs[0] == 0.0 (a token filtered out by
top-k/top-p/min-p/typical has probability EXACTLY 0, and must never be
drawn). The fallback -- needed only when floating-point summation
leaves the true final cumulative sum fractionally below 1.0 -- returns
the LAST token with POSITIVE probability, never an unconditional
len(probs)-1: that trailing index may itself have been filtered to
zero mass."""
positive = [i for i, p in enumerate(probs) if p > 0]
if not positive:
raise ValueError("sample() requires at least one token with positive probability")
u = rng.random()
cum = 0.0
for i, p in enumerate(probs):
cum += p
if u < cum:
return i
return positive[-1]
def run_d01():
# --- greedy: no softmax needed, deterministic tie-break ---
assert greedy([5, 5, 1]) == 0 # lowest-index tie-break
assert greedy([1, 5, 5]) == 1
for bad_T in (0.0, -1.0, float("inf"), float("nan")):
try:
temperature_probs([1.0, 2.0], bad_T)
raise AssertionError(f"temperature_probs must reject T={bad_T}")
except ValueError:
pass
# --- degenerate logits/probs inputs: empty / NaN / all -inf must raise
# a clear ValueError, never silently produce nan or garbage output ---
for bad_fn, args in (
(softmax, ([],)),
(greedy, ([],)),
(temperature_probs, ([], 1.0)),
(top_k_filter, ([], 1)),
(top_p_filter, ([], 0.5)),
(min_p_filter, ([], 0.5)),
(typical_filter, ([], 0.5)),
(min_p_support_from_logits, ([], 1.0, 0.5)),
):
try:
bad_fn(*args)
raise AssertionError(f"{bad_fn.__name__} must reject empty input")
except ValueError:
pass
try:
softmax([1.0, float("nan"), 2.0])
raise AssertionError("softmax must reject NaN logits")
except ValueError:
pass
try:
softmax([-math.inf, -math.inf])
raise AssertionError("softmax must reject all -inf logits (no legal token)")
except ValueError:
pass
try:
temperature_probs([-math.inf, -math.inf], 1.0)
raise AssertionError("temperature_probs must reject all -inf logits")
except ValueError:
pass
try:
top_p_filter([0.5, float("nan"), 0.5], 0.5)
raise AssertionError("top_p_filter must reject NaN probabilities")
except ValueError:
pass
# --- temperature: T->0+ limit concentrates on argmax (unique max) ---
unique_logits = [5.0, 3.0, 1.0]
p_tiny = temperature_probs(unique_logits, 1e-4)
assert p_tiny[0] > 0.999999 # concentrates on argmax
# --- tied max logits: math limit SPLITS mass among ties, not one-hot ---
tied_logits = [5.0, 5.0, 1.0]
p_tied = temperature_probs(tied_logits, 1e-4)
assert abs(p_tied[0] - 0.5) < 1e-4 and abs(p_tied[1] - 0.5) < 1e-4
assert p_tied[2] < 1e-6
# --- lower T sharpens (raises max prob) for a fixed logits vector ---
p_hot = temperature_probs(unique_logits, 2.0)
p_cold = temperature_probs(unique_logits, 0.5)
assert max(p_cold) > max(p_hot)
# --- top-k: exact support size, excludes anything ranked below k,
# stable tie-break for equal logits ---
probs5 = softmax([4.0, 3.0, 2.0, 1.0, 0.0])
for k in (1, 2, 3):
filt = top_k_filter(probs5, k)
support = {i for i, p in enumerate(filt) if p > 0}
assert len(support) == k
assert max(support) == k - 1 # never keeps a lower-ranked token
assert abs(sum(filt) - 1.0) < 1e-12
assert all(p >= 0 for p in filt)
if k >= 2:
# relative proportions WITHIN the support must match the ORIGINAL
# distribution -- catches a broken renormalization that flattens
# the support to a uniform distribution instead of rescaling it.
assert abs(filt[0] / filt[1] - probs5[0] / probs5[1]) < 1e-9
tie_probs = softmax([3.0, 3.0, 1.0]) # index0==index1 tie
assert {i for i, p in enumerate(top_k_filter(tie_probs, 1)) if p > 0} == {0}
# --- top-k domain/boundary: k must satisfy 1 <= k <= n (n=5 here) ---
n5 = len(probs5)
for bad_k in (0, -1, n5 + 1):
try:
top_k_filter(probs5, bad_k)
raise AssertionError(f"top_k_filter must reject k={bad_k}")
except ValueError:
pass
filt_kn = top_k_filter(probs5, n5) # k == n keeps everything
assert all(p > 0 for p in filt_kn)
assert abs(sum(filt_kn) - 1.0) < 1e-12
# --- top-p: design-review numeric example -----------------------------
# p = [0.4, 0.3, 0.2, 0.1], threshold 0.65 -> boundary token MUST be kept
p_ex = [0.4, 0.3, 0.2, 0.1]
filt = top_p_filter(p_ex, 0.65)
support = {i for i, p in enumerate(filt) if p > 0}
assert support == {0, 1} # exactly the first two
assert abs(sum(p_ex[i] for i in support) - 0.7) < 1e-12 # cumulative mass 0.7
# naive "cumulative strictly < p0" would stop BEFORE the boundary token
# (mass 0.4 < 0.65) and wrongly drop it:
assert sum([p_ex[0]]) < 0.65
# naive "keep all p_i >= p0" keeps NOTHING here (no single token >= 0.65):
assert all(p < 0.65 for p in p_ex)
assert abs(sum(filt) - 1.0) < 1e-12 and all(p >= 0 for p in filt)
# relative proportions within the support must match the original ratio
# (a bug that renormalizes to a uniform 0.5/0.5 would also pass a bare
# "sums to 1" check, so check the actual values):
assert abs(filt[0] - p_ex[0] / 0.7) < 1e-12
assert abs(filt[1] - p_ex[1] / 0.7) < 1e-12
# top_p = 1 keeps every token with nonzero probability
filt_all = top_p_filter(p_ex, 1.0)
assert all(f > 0 for f in filt_all)
# --- exact boundary: p0 == 0.7 == the true cumulative mass of {0,1} ---
# this is the case that distinguishes a correct `>=` from a wrong
# strict `>` (which would keep scanning past the boundary token):
filt_boundary = top_p_filter(p_ex, 0.7)
support_boundary = {i for i, p in enumerate(filt_boundary) if p > 0}
assert support_boundary == {0, 1}
# --- epsilon regression: p0 a hair ABOVE the true cumulative mass of
# {0,1} (0.7 exactly) must NOT stop at {0,1} -- a threshold that has
# been fudged downward by e.g. `- 1e-12` would wrongly treat 0.7 as
# "close enough" and drop the token that should push the support to
# {0,1,2} ---
p0_just_above = 0.7 + 5e-13
filt_eps = top_p_filter(p_ex, p0_just_above)
support_eps = {i for i, p in enumerate(filt_eps) if p > 0}
assert support_eps == {0, 1, 2}
# --- p0 domain: must satisfy 0 < p0 <= 1 ---
for bad_p0 in (0.0, -0.1, 1.1):
try:
top_p_filter(p_ex, bad_p0)
raise AssertionError(f"top_p_filter must reject p0={bad_p0}")
except ValueError:
pass
# --- min-p ---
z = [3.1, 1.0, 0.4, -2.0]
probs_mp = softmax(z)
argmax_i = probs_mp.index(max(probs_mp))
prev_support_size = None
prev_support_set = None
for alpha in (0.9, 0.5, 0.2, 0.05):
filt = min_p_filter(probs_mp, alpha)
support = {i for i, p in enumerate(filt) if p > 0}
assert argmax_i in support # max-prob token always kept
size = len(support)
if prev_support_size is not None:
assert size >= prev_support_size # smaller alpha -> support grows (monotonic)
assert prev_support_set <= support # NESTED: shrinking alpha only ADDS
# tokens, it never drops one that a
# larger alpha had already kept
if size >= 2:
# relative proportions within the support must match the
# original distribution here too (not just "sums to 1")
j, k = sorted(support)[0], sorted(support)[1]
assert abs(filt[j] / filt[k] - probs_mp[j] / probs_mp[k]) < 1e-9
prev_support_size = size
prev_support_set = support
only_argmax = min_p_filter(probs_mp, 1.0)
assert {i for i, p in enumerate(only_argmax) if p > 0} == {argmax_i}
# --- alpha=1 with a TIE for the max: must keep ALL tied-max tokens,
# not just one of them (the earlier test only covered a unique max) ---
tied_max_probs = softmax([3.0, 3.0, 1.0])
only_tied = min_p_filter(tied_max_probs, 1.0)
tied_support = {i for i, p in enumerate(only_tied) if p > 0}
assert tied_support == {0, 1}
assert abs(only_tied[0] - 0.5) < 1e-12 and abs(only_tied[1] - 0.5) < 1e-12
# --- alpha domain: must satisfy 0 < alpha <= 1 ---
for bad_alpha in (0.0, -0.1, 1.1):
try:
min_p_filter(probs_mp, bad_alpha)
raise AssertionError(f"min_p_filter must reject alpha={bad_alpha}")
except ValueError:
pass
# logit shift invariance: adding a constant to all logits changes nothing
shifted = [x + 7.0 for x in z]
assert min_p_filter(softmax(shifted), 0.3) == min_p_filter(softmax(z), 0.3)
# --- logit shift invariance for top-k and top-p too (the tutorial
# appendix claims this holds for min-p/top-k/top-p; only min-p was
# actually checked above -- close that gap here) ---
z_shift_base = [2.0, 1.0, 0.0, -1.0, -3.0]
probs_shift_base = softmax(z_shift_base)
probs_shift_plus5 = softmax([zz + 5.0 for zz in z_shift_base])
assert top_k_filter(probs_shift_base, 2) == top_k_filter(probs_shift_plus5, 2)
assert top_p_filter(probs_shift_base, 0.7) == top_p_filter(probs_shift_plus5, 0.7)
# --- min-p support set MOVES with temperature (not a fixed logit gap) ---
logits_t = [4.0, 2.0, 1.0, -1.0]
alpha = 0.3
sizes = []
for T in (0.2, 0.5, 1.0, 2.0, 5.0):
s = min_p_support_from_logits(logits_t, T, alpha)
# cross-check: same support via probs-space filter at this T
probs_T = temperature_probs(logits_t, T)
s_via_probs = {i for i, p in enumerate(min_p_filter(probs_T, alpha)) if p > 0}
assert s == s_via_probs
sizes.append(len(s))
assert sizes == sorted(sizes) # non-decreasing as T grows (alpha<1)
assert sizes[0] < sizes[-1] # and it strictly changes somewhere
# --- min_p_support_from_logits domain: T must be finite and > 0
# (negative/zero temperature has no softmax(z/T) interpretation) ---
for bad_T in (0.0, -1.0, float("inf"), float("nan")):
try:
min_p_support_from_logits(logits_t, bad_T, alpha)
raise AssertionError(f"min_p_support_from_logits must reject T={bad_T}")
except ValueError:
pass
# --- typical sampling: NOT equivalent to top-p; support need not be a
# contiguous prefix of the probability-sorted order (it can skip the
# single highest-probability token while keeping two lower ones) ---
p_typ = [0.02, 0.35, 0.33, 0.30] # sums to 1.0
assert abs(sum(p_typ) - 1.0) < 1e-12
argmax_typ = p_typ.index(max(p_typ)) # index 1 (prob 0.35)
filt_typ = typical_filter(p_typ, 0.63)
support_typ = {i for i, p in enumerate(filt_typ) if p > 0}
assert support_typ == {2, 3} # skips index1 (the argmax!)
assert argmax_typ not in support_typ
# this set is not equal to ANY top-m-by-probability prefix (m=1,2,3):
order_by_prob = sorted(range(len(p_typ)), key=lambda i: (-p_typ[i], i))
for m in (1, 2, 3):
assert support_typ != set(order_by_prob[:m])
assert abs(sum(filt_typ) - 1.0) < 1e-12
# relative proportions within the support must match the original ratio
assert abs(filt_typ[2] / filt_typ[3] - p_typ[2] / p_typ[3]) < 1e-9
# --- typical_p domain: must satisfy 0 < typical_p <= 1 ---
for bad_tp in (0.0, -0.1, 1.1):
try:
typical_filter(p_typ, bad_tp)
raise AssertionError(f"typical_filter must reject typical_p={bad_tp}")
except ValueError:
pass
# --- penalties ---
logits_p = [2.0, -1.0, 0.5]
counts = [3, 0, 1]
pen = freq_presence_penalty(logits_p, counts, alpha_f=0.2, alpha_p=0.5)
assert pen[1] == -1.0 # never appeared -> untouched
assert pen[0] == 2.0 - 0.2 * 3 - 0.5
assert pen[2] == 0.5 - 0.2 * 1 - 0.5
rp = repetition_penalty([2.0, -2.0, 1.0], seen={0, 1}, r=2.0)
assert rp == [1.0, -4.0, 1.0] # positive/r, negative*r, untouched
# --- constrained decoding: illegal tokens get exactly zero mass ---
masked = apply_hard_mask([1.0, 2.0, 0.5, 9.0], allowed=[True, True, False, False])
p_masked = softmax(masked)
assert p_masked[2] == 0.0 and p_masked[3] == 0.0
assert abs(p_masked[0] + p_masked[1] - 1.0) < 1e-12
# --- sample(): deterministic checks via a stub RNG (the PRIMARY
# verification -- exact `u` values pinned to exact bucket boundaries,
# rather than relying only on statistical tolerance) ---
probs_det = [0.5, 0.2, 0.15, 0.1, 0.05] # cumulative: .5 .7 .85 .95 1.0
assert sample(probs_det, StubRNG([0.0])) == 0 # u=0.0 -> first bucket
assert sample(probs_det, StubRNG([0.5])) == 1 # u==cum(bucket0) -> NOT bucket0
# (u < cum is false at the boundary,
# so it must fall into the NEXT bucket)
assert sample(probs_det, StubRNG([0.999999999])) == 4 # near 1 -> last bucket
assert sample(probs_det, StubRNG([1.0])) == 4 # forces the fallback path (true final
# cumulative sum can undershoot 1.0 due
# to floating point); must still land on
# the LAST bucket, not silently misbehave
# zero-probability-token regression: u=0.0 must never select a token
# whose probability was filtered to exactly zero, whether it's at the
# front of the vector or the very last (fallback) index
probs_zero_head = [0.0, 0.6, 0.4]
assert sample(probs_zero_head, StubRNG([0.0])) == 1 # NOT index 0 (zero mass)
# this specific construction (ten 0.1's, naive running sum lands EXACTLY
# on the largest double < 1.0, plus a filtered zero-prob tail) forces the
# fallback branch for u=1.0: an old buggy `return len(probs) - 1` would
# return the ZERO-probability tail index (10); the correct fallback must
# return the last POSITIVE-probability index (9) instead.
probs_zero_tail = [0.1] * 10 + [0.0]
assert sample(probs_zero_tail, StubRNG([1.0])) == 9
try:
sample([0.0, 0.0], StubRNG([0.5]))
raise AssertionError("sample() must reject an all-zero probability vector")
except ValueError:
pass
# --- draw(): empirical frequency check kept as a SUPPLEMENTARY
# statistical sanity test (fixed seed, wide tolerance) -- the
# deterministic StubRNG checks above are the primary verification ---
rng = random.Random(42)
two_way = [0.7, 0.3]
n = 4000
count0 = sum(1 for _ in range(n) if sample(two_way, rng) == 0)
assert 0.65 <= count0 / n <= 0.75
print("[D01] sampling operators: greedy tie-break, T=0 rejected, T->0 limits "
"(unique->one-hot, tied->split), top-k/top-p/min-p/typical support sets "
"(exact boundaries, nested/shift-invariant, domain-checked), penalties, "
"constrained masking, deterministic + empirical draw checks PASS")
def run_d02():
"""Filter-order non-commutativity: top_k->top_p vs top_p->top_k on the
SAME distribution give DIFFERENT final support sets."""
probs = [0.5, 0.2, 0.15, 0.1, 0.05]
order_a = top_p_filter(top_k_filter(probs, 3), 0.8) # top_k THEN top_p
order_b = top_k_filter(top_p_filter(probs, 0.8), 3) # top_p THEN top_k
support_a = {i for i, p in enumerate(order_a) if p > 0}
support_b = {i for i, p in enumerate(order_b) if p > 0}
assert support_a == {0, 1}
assert support_b == {0, 1, 2}
assert support_a != support_b # order matters
print(f"[D02] filter order is NOT commutative: top_k->top_p support={sorted(support_a)}, "
f"top_p->top_k support={sorted(support_b)} PASS")
# ============================================================
# [D03] Streaming stop-sequence detection across token chunks
# ============================================================
def _stop_overlap_len(buffer, stop):
"""Longest suffix of `buffer` that is also a (proper) prefix of `stop` --
that suffix must be held back because it MIGHT still grow into a full
match with the next chunk."""
max_k = min(len(buffer), len(stop) - 1)
for k in range(max_k, 0, -1):
if buffer.endswith(stop[:k]):
return k
return 0
def stream_with_stop(chunks, stop):
"""Feed token chunks one at a time. Returns (emitted_text, stopped,
leftover_buffer). Never emits text that could still be a partial match
of `stop` -- that text stays in the internal buffer until either (a)
the match completes (truncate + stop) or (b) more chunks arrive and
prove it can't complete after all (then it becomes safe to emit)."""
emitted, buffer = "", ""
for chunk in chunks:
buffer += chunk
if stop in buffer:
idx = buffer.index(stop)
emitted += buffer[:idx]
return emitted, True, ""
k = _stop_overlap_len(buffer, stop)
emitted += buffer[:len(buffer) - k]
buffer = buffer[len(buffer) - k:]
return emitted, False, buffer
def run_d03():
# stop string "STOP" spans three separate token chunks: "cS" | "TO" | "Pxyz"
chunks = ["ab", "cS", "TO", "Pxyz"]
emitted, stopped, _ = stream_with_stop(chunks, "STOP")
assert emitted == "abc" and stopped is True
# never leaked "S", "ST", or "STO" as committed output at any point:
partial_emits = []
buf, acc = "", ""
for c in chunks:
buf += c
if "STOP" in buf:
acc += buf[:buf.index("STOP")]
partial_emits.append(acc)
break
k = _stop_overlap_len(buf, "STOP")
acc += buf[:len(buf) - k]
buf = buf[len(buf) - k:]
partial_emits.append(acc)
assert all(not p.endswith(("S", "ST", "STO")) for p in partial_emits[:-1])
# no stop match at all: nothing is lost, everything reconstructible via flush
chunks_nostop = ["ab", "cd", "ef"]
emitted2, stopped2, remainder = stream_with_stop(chunks_nostop, "STOP")
assert stopped2 is False
assert emitted2 + remainder == "".join(chunks_nostop) # full text recoverable
print(f"[D03] stop-string streaming: 'STOP' split across 3 chunks still detected "
f"(emitted={emitted!r}), no-match case fully recoverable via flush PASS")
# ============================================================
# [D04] Static vs. continuous batching simulator
# ============================================================
Request = namedtuple("Request", ["name", "arrival", "ticks_needed"])
def _validate_requests(requests, capacity):
"""Reject anything that could make the tick loop below fail to
terminate: duplicate names (dict/active/completed all key on `name`, so
duplicates silently merge and the loop's `len(completed) < len(requests)`
target can never be reached), non-positive/non-integer capacity (nothing
can ever be admitted), and non-positive/non-integer ticks_needed (a
request with ticks_needed=0 gets decremented straight to -1 and never
equals 0 again; a non-integer can step over 0 the same way) or a
negative/non-integer arrival (outside the tick domain)."""
if not requests:
raise ValueError("requests must be non-empty")
names = [r.name for r in requests]
if len(set(names)) != len(names):
raise ValueError(f"request names must be unique, got {names}")
if not isinstance(capacity, int) or isinstance(capacity, bool) or capacity <= 0:
raise ValueError(f"capacity must be a positive integer, got {capacity!r}")
for r in requests:
if not isinstance(r.arrival, int) or isinstance(r.arrival, bool) or r.arrival < 0:
raise ValueError(
f"arrival must be a non-negative integer, got {r.arrival!r} for request {r.name!r}")
if not isinstance(r.ticks_needed, int) or isinstance(r.ticks_needed, bool) or r.ticks_needed <= 0:
raise ValueError(
f"ticks_needed must be a positive integer, got {r.ticks_needed!r} for request {r.name!r}")
def simulate_batching(requests, capacity, policy):
"""Tick-based scheduler-capacity simulator. NOT a model of real GPU
utilization -- it is a unit-cost toy: every ACTIVE request advances by
exactly one decode token per tick.
policy == "static": a batch is formed (up to `capacity` arrived, not-yet-
started requests, FCFS) only when the active set is completely
empty. A finished member's slot sits idle -- it is NOT backfilled --
until every member of that batch has finished.
policy == "continuous": every tick, after removing finished requests,
the scheduler tops the active set back up to `capacity` with
whichever arrived requests are waiting (FCFS).
"""
_validate_requests(requests, capacity)
by_name = {r.name: r for r in requests}
waiting = sorted(requests, key=lambda r: (r.arrival, r.name))
active = {} # name -> remaining ticks
started = set()
completed = {}
serviced_log = [] # (tick, name) once per unit of service
t, guard = 0, 0
n_requests = len(requests)
while len(completed) < n_requests:
guard += 1
if guard >= 100_000:
# an explicit exception (not `assert`) so this guard survives
# even when the interpreter is run with `python -O`, which
# strips bare `assert` statements -- illegal input must never
# be able to turn into a silent infinite loop.
raise RuntimeError("simulation did not terminate within the tick guard")
arrived = [r for r in waiting if r.arrival <= t and r.name not in started]
if policy == "continuous":
while len(active) < capacity and arrived:
r = arrived.pop(0)
active[r.name] = r.ticks_needed
started.add(r.name)
elif policy == "static":
if len(active) == 0 and arrived:
for r in arrived[:capacity]:
active[r.name] = r.ticks_needed
started.add(r.name)
else:
raise ValueError(policy)
if not active:
# Idle tick: nothing is running. Given validated input this can
# only mean some requests simply haven't arrived yet (every
# already-arrived, not-yet-started request would have been
# admitted above, by either policy, since active was empty) --
# so jump straight to the next arrival instead of burning one
# tick at a time waiting for it.
not_yet_started = [r for r in waiting if r.name not in started]
if not_yet_started:
t = max(t, min(r.arrival for r in not_yet_started))
continue
raise RuntimeError(
"no active or pending requests but the simulation is not complete "
"(internal inconsistency)")
# -- invariants, checked every tick --
assert len(active) <= capacity # capacity respected
for name in active:
assert by_name[name].arrival <= t # never runs before arrival
assert name not in completed # completed -> no longer occupies a slot (no KV held)
for name in list(active.keys()):
serviced_log.append((t, name)) # exactly one unit of service this tick
active[name] -= 1
t += 1
for name in list(active.keys()):
if active[name] == 0:
completed[name] = t
del active[name] # slot freed, KV reclaimed
# generation-token-count conservation
per_request_service = {}
for tick, name in serviced_log:
per_request_service[name] = per_request_service.get(name, 0) + 1
for r in requests:
assert per_request_service[r.name] == r.ticks_needed
return completed, serviced_log
def utilization(completed, requests, capacity):
total_work = sum(r.ticks_needed for r in requests)
makespan = max(completed.values())
return total_work / (capacity * makespan), makespan
def run_d04():
reqs = [Request("A", 0, 1), Request("B", 0, 4), Request("C", 0, 1)]
cap = 2
comp_static, _ = simulate_batching(reqs, cap, "static")
comp_cont, _ = simulate_batching(reqs, cap, "continuous")
assert comp_static == {"A": 1, "B": 4, "C": 5} # C waits until t=4
assert comp_cont == {"A": 1, "C": 2, "B": 4} # C is refilled into A's slot at t=1
u_static, ms_static = utilization(comp_static, reqs, cap)
u_cont, ms_cont = utilization(comp_cont, reqs, cap)
assert ms_static == 5 and ms_cont == 4
assert abs(u_static - 0.60) < 1e-9
assert abs(u_cont - 0.75) < 1e-9
# --- equal-length counterexample: continuous does NOT strictly dominate ---
reqs_eq = [Request("X", 0, 3), Request("Y", 0, 3)]
comp_static_eq, _ = simulate_batching(reqs_eq, 2, "static")
comp_cont_eq, _ = simulate_batching(reqs_eq, 2, "continuous")
assert comp_static_eq == comp_cont_eq == {"X": 3, "Y": 3} # identical makespan
u_s_eq, ms_s_eq = utilization(comp_static_eq, reqs_eq, 2)
u_c_eq, ms_c_eq = utilization(comp_cont_eq, reqs_eq, 2)
assert ms_s_eq == ms_c_eq and abs(u_s_eq - u_c_eq) < 1e-12
# --- delayed-arrival workload: every previous test used arrival=0 for
# everything, which can never independently verify "a request must
# never be serviced before it arrives" -- P arrives at 0, Q at 3,
# R at 5; check every logged service record against arrival/completion ---
reqs_delayed = [Request("P", 0, 2), Request("Q", 3, 2), Request("R", 5, 1)]
comp_delayed, log_delayed = simulate_batching(reqs_delayed, capacity=2, policy="continuous")
by_name_delayed = {r.name: r for r in reqs_delayed}
assert comp_delayed == {"P": 2, "Q": 5, "R": 6}
for tick, name in log_delayed:
assert by_name_delayed[name].arrival <= tick < comp_delayed[name]
# --- illegal input must raise immediately, never hang (previously:
# duplicate names broke the loop's termination condition; ticks_needed
# <=0 or non-integer could step over the "== 0 -> completed" check;
# capacity <=0 could never admit anything; the old termination guard
# was a bare `assert`, stripped by `python -O`) ---
illegal_cases = [
([Request("A", 0, 1), Request("A", 0, 2)], 2, "continuous"), # duplicate name
([Request("A", 0, 0)], 2, "continuous"), # ticks_needed == 0
([Request("A", 0, 1.5)], 2, "continuous"), # non-integer ticks_needed
([Request("A", 0, 1)], 0, "continuous"), # capacity == 0
([Request("A", 0, 1)], -1, "continuous"), # capacity < 0
([Request("A", -1, 1)], 2, "continuous"), # negative arrival
([Request("A", 0.5, 1)], 2, "continuous"), # non-integer arrival
]
for bad_reqs, bad_cap, bad_policy in illegal_cases:
try:
simulate_batching(bad_reqs, bad_cap, bad_policy)
raise AssertionError(f"simulate_batching must reject {bad_reqs, bad_cap}")
except ValueError:
pass
print(f"[D04] static: A=1,B=4,C=5 (util={u_static:.2f}); "
f"continuous: A=1,C=2,B=4 (util={u_cont:.2f}); "
f"equal-length counterexample: both makespan={ms_s_eq} (no strict dominance); "
f"delayed-arrival workload respects arrival<=tick<completion; "
f"illegal inputs ({len(illegal_cases)} cases) rejected immediately PASS")
# ============================================================
# [D05] Chunked prefill: decode-gap vs. TTFT tradeoff (toy token-budget model)
# ============================================================
def chunked_vs_unchunked(total_prefill_work, budget_per_iter, decode_share_per_iter):
"""Stylized per-iteration token-budget model (NOT a real scheduler):
- unchunked: a long prefill takes the ENTIRE iteration budget exclusively
until it's done; any concurrently active decode request gets 0
service during those iterations (max gap = #iterations).
- chunked: every iteration reserves `decode_share_per_iter` units for
the decode request (gap = 1, serviced every iteration) and gives the
REST of the budget to a prefill chunk -- so the prefill itself takes
MORE iterations to finish (its own TTFT gets worse) in exchange for
the decode request never stalling.
"""
iters_unchunked = math.ceil(total_prefill_work / budget_per_iter)
max_gap_unchunked = iters_unchunked
prefill_rate_chunked = budget_per_iter - decode_share_per_iter
assert prefill_rate_chunked > 0, "decode share must leave room for prefill progress"
iters_chunked = math.ceil(total_prefill_work / prefill_rate_chunked)
max_gap_chunked = 1
return {
"ttft_unchunked": iters_unchunked, "max_gap_unchunked": max_gap_unchunked,
"ttft_chunked": iters_chunked, "max_gap_chunked": max_gap_chunked,
}
def run_d05():
r = chunked_vs_unchunked(total_prefill_work=12, budget_per_iter=4, decode_share_per_iter=1)
assert r["max_gap_chunked"] < r["max_gap_unchunked"] # decode ITL improves
assert r["ttft_chunked"] > r["ttft_unchunked"] # but this prompt's own TTFT worsens
assert r == {"ttft_unchunked": 3, "max_gap_unchunked": 3, "ttft_chunked": 4, "max_gap_chunked": 1}
print(f"[D05] chunked prefill: decode max-gap {r['max_gap_unchunked']}->{r['max_gap_chunked']} "
f"(ITL improves) but long-prompt TTFT {r['ttft_unchunked']}->{r['ttft_chunked']} "
f"(worsens) -- not a free lunch PASS")
# ============================================================
# [D06]-[D08] KV-cache calculator (reuses the KV-cache sibling tutorial's
# own per-token formula; no re-derivation of MQA/GQA/MLA cache-ratio math)
# ============================================================
def kv_bytes_per_token(n_layer, n_kv_head, d_head, bytes_per_elem):
"""m_token = 2 * N_layer * N_kv_head * d_head * bytes_per_elem
(the leading 2 is for K and V). Same formula as the sibling KV-cache
tutorial's §2.1 (per-token slice of its L_ctx-scaled cache formula)."""
return 2 * n_layer * n_kv_head * d_head * bytes_per_elem
def block_alloc_slots(lengths, block_size):
"""logical slots = sum of true lengths; allocated slots round EACH
request up to a whole number of blocks (internal fragmentation in the
last, partially-filled block)."""
logical = sum(lengths)
allocated = sum(block_size * math.ceil(L / block_size) for L in lengths)
return logical, allocated
def physical_blocks_no_sharing(lengths, block_size):
return sum(math.ceil(L / block_size) for L in lengths)
def shared_prefix_blocks(token_seqs, block_size):
"""Number of COMPLETE blocks shared as an identical prefix across EVERY
sequence in `token_seqs` -- an exact, block-by-block token comparison,
not an assumed/hand-picked prefix length. Sharing can only happen at
whole-block granularity: a common prefix shorter than one block shares
nothing, and comparison stops at the first block where any sequence's
content diverges (or where the shortest sequence runs out)."""
if len(token_seqs) < 2:
return 0
min_len = min(len(s) for s in token_seqs)
n_blocks = min_len // block_size
shared = 0
for b in range(n_blocks):
lo, hi = b * block_size, (b + 1) * block_size
block0 = token_seqs[0][lo:hi]
if all(s[lo:hi] == block0 for s in token_seqs[1:]):
shared += 1
else:
break
return shared
def physical_blocks_with_sharing(token_seqs, block_size):
"""B_physical = B_no_share - (n-1) * B_shared: every request AFTER the
first reuses the B_shared blocks of common prefix instead of allocating
its own copy, so the saving scales with (n-1), not with a fixed constant.
Returns (physical_blocks, shared_blocks, no_share_blocks)."""
no_share = physical_blocks_no_sharing([len(s) for s in token_seqs], block_size)
b_shared = shared_prefix_blocks(token_seqs, block_size)
n = len(token_seqs)
physical = no_share - (n - 1) * b_shared
return physical, b_shared, no_share
def kv_bytes_under_tp(total_bytes, n_kv_head, tp_degree):
"""Only divide by TP degree when KV heads are evenly sharded across
ranks. Otherwise this is an outright modeling error (replicated heads,
uneven layouts, etc. need their own accounting)."""
if n_kv_head % tp_degree != 0:
raise ValueError(
f"{n_kv_head} KV heads not evenly divisible by TP degree {tp_degree}: "
"cannot assume a uniform per-rank split")
return total_bytes / tp_degree
def run_d06_d07_d08():
# [D06] per-token bytes, synthetic config
m_token = kv_bytes_per_token(n_layer=2, n_kv_head=2, d_head=4, bytes_per_elem=2)
# 2 (K,V) * 2 (layers) * 2 (kv heads) * 4 (head dim) * 2 (bytes/elem) = 64 bytes/token
assert m_token == 64
# [D07] block allocator: logical vs allocated slots (and bytes)
lengths = [1, 5]
logical_slots, allocated_slots = block_alloc_slots(lengths, block_size=4)
assert (logical_slots, allocated_slots) == (6, 12)
logical_bytes = logical_slots * m_token
allocated_bytes = allocated_slots * m_token
assert (logical_bytes, allocated_bytes) == (384, 768)
assert allocated_bytes > logical_bytes # internal fragmentation is real
# [D08] prefix-sharing block count -- computed from REAL token sequences
# (not a hand-picked constant): two requests share tokens [1,2,3,4] as a
# complete first block (block_size=4), then diverge.
shared_prefix = [1, 2, 3, 4]
seq_a = shared_prefix + [5, 6] # length 6
seq_b = shared_prefix + [7, 8, 9] # length 7
no_share = physical_blocks_no_sharing([len(seq_a), len(seq_b)], block_size=4)
assert no_share == 4 # ceil(6/4)+ceil(7/4) = 2+2
with_share, shared_blocks, no_share_check = physical_blocks_with_sharing([seq_a, seq_b], block_size=4)
assert no_share_check == no_share
assert shared_blocks == 1 # verified token-by-token, not asserted
assert with_share == 3 # 4 - (2-1)*1 = 3
# a common prefix SHORTER than one block shares nothing (block-granularity only)
seq_c = [1, 2, 3] + [10, 11, 12, 13] # only 3 tokens overlap with seq_a's start
seq_d = [1, 2, 3] + [20, 21, 22, 23, 24]
physical_partial, shared_partial, no_share_partial = physical_blocks_with_sharing(
[seq_c, seq_d], block_size=4)
assert shared_partial == 0
assert physical_partial == no_share_partial
# three requests sharing the SAME full first block: the saving scales
# as (n-1)*B_shared, not a fixed constant
seq_e = shared_prefix + [30]
seq_f = shared_prefix + [31, 32]
physical_3, shared_3, no_share_3 = physical_blocks_with_sharing(
[seq_a, seq_e, seq_f], block_size=4)
assert shared_3 == 1
assert physical_3 == no_share_3 - 2 * shared_3 # (n-1) = 2 requests reuse the block
# TP-division caveat
assert kv_bytes_under_tp(1024.0, n_kv_head=8, tp_degree=4) == 256.0 # 8 % 4 == 0, fine
try:
kv_bytes_under_tp(1024.0, n_kv_head=2, tp_degree=4)
raise AssertionError("must reject uneven KV-head / TP-degree split")
except ValueError:
pass
print(f"[D06] KV bytes/token (L=2,kv_head=2,d_head=4,fp16)={m_token}B; "
f"[D07] block alloc lengths=[1,5],P=4: logical={logical_slots} slots/{logical_bytes}B, "
f"allocated={allocated_slots} slots/{allocated_bytes}B; "
f"[D08] prefix-sharing (real token-sequence match) blocks {no_share}->{with_share}, "
f"sub-block overlap shares 0, 3-way sharing scales as (n-1)*B_shared, "
f"TP-divisibility guard enforced PASS")
# ============================================================
# [D09] (optional) roofline ridge point -- an upper-bound number, NOT a
# latency predictor
# ============================================================
def ridge_point(peak_flops_per_s, hbm_bytes_per_s):
"""I* = peak FLOP/s / HBM byte/s. Purely a units ratio used to compare
against a kernel's own arithmetic intensity; it bounds a BEST CASE, it
does not predict actual latency (real kernels sit below the roofline)."""
assert peak_flops_per_s > 0 and hbm_bytes_per_s > 0
return peak_flops_per_s / hbm_bytes_per_s
def run_d09():
i_star = ridge_point(peak_flops_per_s=312e12, hbm_bytes_per_s=1.55e12) # illustrative A100-class numbers
assert i_star > 0
# a decode step's arithmetic intensity in a small-batch regime is typically
# far below any realistic ridge point; this demo only checks the ratio is
# well-formed, not that it "predicts" any specific latency
small_batch_intensity = 8.0 # illustrative FLOPs/byte, well under I*
assert small_batch_intensity < i_star
print(f"[D09] roofline ridge point I* = {i_star:.1f} FLOPs/byte (upper-bound reference only) PASS")
def main():
run_d01()
run_d02()
run_d03()
run_d04()
run_d05()
run_d06_d07_d08()
run_d09()
print("\nall inference serving sanity checks passed")
if __name__ == "__main__":
main()